Service Matrix

Service level I:      Typical Asset Level: Less than $100,000

Service level II:     Typical Asset Level: $100,000 to $500,000

Service level III:    Typical Asset Level: Above $500,000


Advice & Services

Service Levels




Primary Contact: Analyst



Referral Rewards Program!



Client Life Interview



Unlimited Phone Call to The Office



Internet Access to Consolidated Statements



Cost Basis & Income Tax Related Calculations



Company Retirement Plan Review



Income Tax, Estate Planning & Insurance Review



Primary Contact: Advisor



Annual Meeting with Advisor



Quarterly Meeting with Advisor


Personalized Computer Consulting Related to Software & Outline Account Access


Personalized Financial Plan and Annual Updates


Access to Private Managed Accounts and Wealth Managers


Access to Asset Allocation Programs (Diversification Models)


Quarterly Performance Reporting for Fee-Based Accounts


Brokerage Accounts for Individual Stocks or Bonds


Automatic Account Rebalancing (for certain accounts)


Invitation to All Company Educational Events


Quarterly Online Performance Reporting

Waiver of Ticket Charges for all Fee-Based Managed Accounts

Annual Meeting with CPA & Attorney

Birthday Lunch or Dinner with Client & Spouse

Invitation to All Company Social Events, Golf Outings and Company Parties